Annual Report
2001
TABLE OF CONTENTS YEAR IN REVIEW SCIENCE HIGHLIGHTS

SCIENCE HIGHLIGHTS:
BASIC ENERGY SCIENCES
Electronic and Structural Properties of Surfaces and Interfaces  
Director's
Perspective
 
Computational Science at NERSC
NERSC Systems and Services
High Performance Computing R&D at Berkeley Lab
Basic Energy Sciences
Biological and Environmental Research
Fusion Energy Sciences
High Energy and Nuclear Physics
Advanced Scientific Computing Research and Other Projects
atomic intermixing diagram
Atomic pathway and energies of the lowest barrier exchange process in which the Ge atom (shown in blue) of an adsorbed SiGe dimer is exchanged with a substrate Si atom on the Si(001) surface. The Si atom in the adsorbed dimer is shown in orange. While atomic intermixing is a common dynamic on surfaces, the present system is so far the only system where theoretical calculations can be compared with experimental observations in great detail.

Bruce Harmon, Cai-Zhuang Wang, James Morris, Kai-Ming Ho, and Dave Turner, Ames Laboratory

Research Objectives
We are examining the roles of surfaces and interfaces in determining the properties of materials through calculations of semiconductor surfaces, metal-semiconductor interfaces, and bulk interfaces such as twin boundaries and grain boundaries.


Computational Approach
We use a classical molecular dynamics code to obtain a simple description of materials at the atomic level. Due to its simplicity, it is the fastest of our approaches, simulating tens of millions of atoms, but it is often inaccurate in calculating material-specific properties. We therefore use tight-binding molecular dynamics—an approach based on empirical data of the electronic structure—to calculate interatomic forces and, simultaneously, to obtain a simple description of the electronic structure. Finally, our first-principles codes provide efficient non-empirical electronic structure calculations, producing more accurate calculations of energies and structures of atomic interfaces, and allowing us to test and develop better tight-binding parameters.

 
Accomplishments
We have carried out a comparative study of the energetics and dynamics of Si-Si, Ge-Ge, and mixed Ge-Si addimers on top of a dimer row in the Si(001) surface, using first-principles calculations. Results show that the buckling in the addimer observed in scanning tunneling microscopy (STM) experiments is a signature of the mixed Ge-Si addimer. This distinctively different dynamic appearance of a Ge-Si dimer, compared to a Si-Si or Ge-Ge dimer, provides a unique way to identify it using STM.

A recent experiment discovered an interesting reversible intermixing process involving the exchange of the Ge atom in an adsorbed SiGe dimer on the Si(001) surface with a substrate Si atom. We have performed first-principles total energy calculations to study the atomistic mechanisms of diffusion and intermixing in this system. Our calculation suggests that intermixing is triggered by the diffusion of the addimer on the surface. The energy barriers for the diffusion and intermixing events obtained from our calculations are in good agreement with experiment.

We have performed tight-binding molecular dynamics simulations to study the atomic dynamics of diamond surfaces under laser irradiation. Our simulation results suggest that the quality of the laser-treated diamond surfaces is dependent on the length of laser pulse being used. Under nanosecond or longer laser pulses, the diamond (111) surface is found to graphitize via formation of graphite-diamond interfaces, leading to a dirty surface after the laser treatment. By contrast, with femtosecond laser pulses, graphitization of the surface is found to occur layer by layer, resulting in a clean surface after the process. This atomistic picture provides an explanation of recent experimental observations.

We have performed tight-binding calculations to study the atomic relaxation and electronic properties of a stepped Si(111)-(7 x 7) surface. Our studies reveal several new surface bands induced by the step.


Significance

The atomic geometry of transition-metal-silicon structures at silicon surfaces and interfaces is a subject of interest both for its technological applications and fundamental theoretical importance. Silicon nanowires, for example, are expected to play important roles both as active components and interconnects in future nanodevices.


Publications

M. Hupalo, B. J. Min, C. Z. Wang, K. M. Ho, and M. C. Tringides, "Correlation between the STM imaged configurations and the electronic structure on stepped Si(111)-(7 x 7) surfaces," Phys. Rev. Lett. 84, 2877 (2000).

V. Yeh, L. Berbil-Bautista, C. Z. Wang, K. M. Ho, and M. C. Tringides, "Role of the metal/semiconductor interface in quantum size effects: Pb/Si(111)," Phys. Rev. Lett. 85, 5158 (2000).

Z. Y. Lu, C. Z. Wang, and K. M. Ho, "Mixed SiGe addimer on Si(001): Diffusion triggers intermixing," Phys. Rev. Lett. (submitted).

http://cmp.ameslab.gov/

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